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Writer's pictureShivraj D

Interview Questions


Domain questions


1. What is a derivative? Explain it with example?

2. What is a debenture?

3. Difference between debentures and bonds?

4. What is Equity?

5. Difference between equity, debentures and bond?

6. What are mutual funds? Why we use it?

7. What is clearing house?

8. Name the clearing house of India, U.S& Europe?

9. What is clearing settlement process?

10. What do u know about global bank?

11. What are the products of derivatives?

12. What do you mean by reconciliation?

13. Explain T.L.C of exchange Product or OTC Product?

14. What is financial market? What are the types of market?

15. What are fixed income products?

16. Stock exchange name of India, U.S, Europe?

17. What are difference b/w Preference and equity shares?

18. What is put option?

19. How we reconcile our statement with custodian?

20. If u find any error in then how will you rectify?

21. What is a corporate action?

22. What is risk management?

23. Why I.B do T.L.C process?

24. What is yield?

25. What is current yield?

26. What is credit default swap?

27. What are swaps?

28. What are open ended and close ended funds?

29. What is hedge fund?

30. What is wealth management?

31. What is Hedging, accumulation, speculation?

32. In CDS contract how many countries are included?

33. What is Nostro account, vostro account?

34. What are options and types of options?

35. What is fail trade management?

36. Let us know your understanding on Asian options, Bermuda options , American and European options

37. Explain us the relationship between Interest Rate and Yield , Interest Rate and Bond Price and Bond Price and Yield

38. When will investor Buy and Sell Bond Instrument

39. What do you mean by Bonus shares? Will it affect the share price

40. What do you mean by underwriting process

41. What do you mean by Global Custodian and what are the different services provided by the custodian

42. What is difference between depository and custodian

43. What is difference between Long Call and Long Put

44. What is difference between Short cal and Short put

45. Will reverse stock split affect the capital of a company

46. Why would investor go for OTC market rather than stock exchange

47. Why stock exchange is standardize market

48. Explain the trade life cycle of Exchange Traded product

49. Explain the trade life cycle of OTC Product

50. Explain Interest Rate swaps

51. Explain equity swaps. What are the advantage of equity swaps

52. Explain operational risk and how we can mitigate operational risk

53. How we can mitigate market and liquidity risk

54. What is different between future and option trade life cycle in term of settlement process

55. What do you mean by financial derivatives

56. Explain stock and reverse stock split

57. What do you mean by physical and cash settlement

58. How does IB helps in merger and acquisition

59. What do you mean by Trade Life Cycle

60. Why company declare or announce corporate actions

61. What are the listed derivatives

62. Why do you invest in equity market

63. Difference between Merger and Acquisition

64. Explain Trade Enrichment process in Trade Life Cycle

65. Explain Trade Booking and Trade Allocation Process with examples

66. Explain Verification and Validation process in Trade life cycle with examples

67. Explain Trade confirmation process for both exchange traded product and OTC product

68. What do you mean by reconciliation? Give example

69. Explain depot and Nostro reconciliation

70. Difference between hedging and speculation

71. Explain NIL paid rights

72. Explain four mandatory. voluntary and mandatory with choice corporate action

73. Explain ISDA master

74. Clearing House of Europe and USA

75. At what rate bank offer call money

76. What are the benchmark interest rate in swaps


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Banking questions


1. What is corporate banking?

2. What is retail banking?

3. What retail bank does?

4. What are the functions of corporate banking?

5. What is R.T.G.S?

6. What is N.E.F.T?

7. What are their functions?

8. How RTGS work?

9. How do clearing system works?

10. What is a chip?

11. What are the products of retail and corporate banking?

12. What is a term deposit?

13. What is KYC and AML?


Economics questions


1. What is fiscal deficit?

2. What is trade deficit?

3. What do you mean by GDP?

4. What are the expenditure and incomes of a country?

5. What is micro and macro economy?

6. What is inflation rate?

7. How does inflation affect budget?

8. What is current inflation rate?

9. What is last year rate?

10. What the extra efforts we can do to make our business customer centric?

11. What are the types of inflation rate?

12. What is nifty and Sensex?

13. Let us know key highlights of the budget. Also your view on the budget.


Accounts questions


1. What are the golden rules of accounting?

2. What is a contingent liability?

3. What is fictitious asset?

4. What is current ratio?

5. What is NAV (net asset value)?

6. What is bank reconciliation?

7. What is accounting?

8. What is depreciation?

9. What are the types of depreciation method that are generally used?

10. What is LIFO and FIFO method?

11. How will you show LIFO and FIFO in your books?


H.R question


1. Tell me about yourself?

2. Where do you see yourself after 5 years?

3. Why do you want to join D.B?

4. Why do you want to enter into investment banking?

5. Your strengths and weakness?

6. Brief your C.V/ Go through with your C.V?

7. Tell me about your family background?

8. Why do you not assist in your father business?

9. Why your % is so less in your graduation?

10. Are you comfortable in night shifts? Why?

11. Where do you see yourself after 5 years?

12. What are the creative and innovative things that you have done in last 3 years?

13. Your 1 strength which makes you selected today or 1 weakness that lead to your rejection?

14. What are your further plans for studies?

15. Why have you not done M.B.A, C.A, C.S?

16. Why should we hire you?

17. Why should we not hire you?

18. If you were at my place then will you select yourself?

19. Give me example that would assist your strengths?

20. Education system in India?

21. What is your outlook on Delhi election?

22. What do think about Indian politics?

23. What do you know about DB?

24. You have good grades in your academics then why you have not done CA?

25. If your favorite sport is cricket then tell me the SQUAD of India for world cup 2015?

26. What are your objectives in life?

27. Who is your inspiration?

28. How you utilize your spare time?

29. Give me real life example of good learning skills? (if you are a good learner)

30. Which topic you like the most in your training?

31. What you have learned in your training program

32. If you are working in a team of 15 members and 5 is on leave and you have some important work in your family and your boss denies for the leave then how will you manage?

33. We have 2 candidates and we have given target of 80 projects the first one do 70 in the given time without any error and second one do 90 projects with 3 errors? Now if you are the boss to whom you will not choose?

34. How can you handle the work pressure?

35. Why you have not chosen sports as your carrier?

36. Money or works to whom you give preference?

37. Who is successful employee according to you?

38. How long do you plan to stay with us

39. Which department are you interested to work in

40. After completion of one year in DB, other competitor organization pays you double the salary then what will be your decision

41. Who is your role model and why

42. What do you do in your spare time

43. What do you expect from your reporting manager

44. What makes you angry

45. Would you lie for a benefit of organization

46. How do you handle the work pressure

47. What will you do if your system crashes and you have to work manually with some critical deadlines

48. What will you do if you have a conflict with your male / female colleague and he or she tries to complete with you

49. What will you do if you have already pre-planned a leave for some functions and some urgent work comes in office?

What will you do to achieve the cost reducing factor in your JOB


Questions on excel


1. What is pivot table?

2. What are Hlookup and Vlookup?

3. Various formulas?

4. If we have to calculate the sum of the value? How can we do dat?

5. What is macro?

6. Do you know how to make power point presentation?



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